26  Source Data Verification & Risk-Based Monitoring

26.1 Source Data Verification (SDV)

26.1.1 Definition

Comparison of data recorded in the EDC against source documents to ensure accuracy, completeness, and reliability.

26.1.2 Typical SDV Areas

  • Informed consent dates
  • Eligibility criteria
  • Primary endpoint data
  • Safety data (AEs / SAEs)
  • IP dosing records

26.2 Risk-Based Monitoring (RBM)

26.2.1 Principles

  • Focus on critical data and processes
  • Reduce unnecessary SDV
  • Identify systemic risks early

26.2.2 CRA Responsibilities

  • Apply monitoring plan consistently
  • Escalate emerging risk trends
  • Document rationale for targeted SDV

NoteOncology-Specific Considerations
  • Cycle 1 often requires 100% SDV
  • Dose modifications and delays require close source review
  • Tumor assessments (e.g., RECIST) must be traceable to source
NoteVaccine Trial Consideration

Monitoring in vaccine trials may emphasize visit timing adherence, consent accuracy, and rapid data entry due to time-sensitive endpoints.